Chapter 14 — Institutions and the Design of Gates

Part V · The Designer’s Desk · Week 13

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The rule-writers. Institutions are gate-writers, and the whole apparatus of the book becomes a design problem: where to place a gate, whether to toll the interior, how to price the last resort.

Learning objectives

  • LOS 14.3 — Compute the regulator’s sufficient statistic: aggregate gate pressure.
  • LOS 14.4 — State and prove the Neutrality Theorem and its three failure clauses.
  • LOS 14.6 — Derive the Bagehot band for last-resort pricing.

The laboratory module

Module 14 — The Designer’s Desk. A gate optimizer, a neutrality sandbox, a certification designer, and a facility desk.

The optimal gate. A gate at level \(\theta\) governs a population; welfare balances the marginal screening benefit against aggregate gate pressure. The bench computes the welfare-optimal \(\theta^*\) for the default population and shows how it shifts for a fat-tailed one.

The Neutrality Theorem (14.5): optimal burdens sit at the boundary — an interior toll is pure deadweight absent congestion, and becomes Pigouvian only when congestion is present. The Bagehot band prices the last resort: lend freely against good collateral at a penalty rate within a band above the base rate.

Guided experiments

  1. Find \(\theta^*\) for the default population and then for a fat-tailed one, and explain the shift.
  2. Construct a case where an interior toll beats every boundary scheme, and name its clause.
  3. Empty the Bagehot band by raising the penalty rate, and report the facility’s concentration at the new equilibrium.

ch14 · 8/8 PASS